1/6/2009 4:37:44 PM
 
 
  Registration will take about 5-10 minutes and allow you to access specific performance information about funds.
Required fields
1. Choose a username and password
     Username:
     
  Password:
  Confirm password:
2. Please tell me about yourself
     First Name:
     Last Name:
  Title:  
  Organization:  
  Phone:
  Fax:  
  Email:
  Address 1:
  Address 2:  
  City:
  State/Province:
      (If outside of US)
  Zip/Postal Code:
  Country:

Are you filling this out on behalf of: yourself your organization both

3. Please let me know if you are a suitable investor
I am an accredited investor in accordance with Rule 501(a) of Regulation D of the U.S. Securities Act of 1933 because (you must check one):
  I am a natural person who has individual net worth, or joint net worth with my spouse, that exceeds $1 million.
  I am a natural person with income exceeding $200,000 in each of the two most recent years or joint income with my spouse exceeding $300,000 for those years and a reasonable expectation of the same income level in the current year.
  I represent a business, not formed to acquire the securities offered, in which all the equity owners are accredited investors.
  I represent a bank, insurance company, registered investment company, business development company, or small business investment company.
  I represent an employee benefit plan, within the meaning of the Employee Retirement Income Security Act, and a bank, insurance company, or registered investment adviser makes the investment decisions, and the plan has total assets in excess of $5 million.
  I represent a charitable organization, corporation, or partnership with assets exceeding $5 million.
  I represent a trust with assets in excess of $5 million, not formed to acquire the securities offered, whose purchases a sophisticated person makes.

And... I am a qualified eligible person in accordance with Rule 4.7 of the CFTC because:
  I own securities (including pool participations) of issuers not affiliated with that entity and other investments with an aggregate market value of at least $2,000,000 or
  I have on deposit with a futures commission merchant, for its own account at any time during the preceding six-month period, at least $200,000 in exchange-specified initial margin and option premiums for commodity interest transactions or
  I own a portfolio comprised of a combination of the funds or property specified in paragraphs 1 and 2 of this section in which the sum of the funds or property includable under paragraph 1, expressed as a percentage of the minimum amount required thereunder, and the amount of futures margin and option premiums includable in paragraph 2, expressed as a percentage of the minimum amount required thereunder, equals at least one hundred percent. An example of a composite portfolio acceptable under this paragraph would consist of $1,000,000 in securities and other property (50% of paragraph 1) and $100,000 in exchange-specified initial margin and option premiums (50% of paragraph 2).

4. Please fulfill the Patriot Act requirements
This section must be filled in for the beneficial investor. Except for the checkbox below, this section does not have to be filled out by fund-of-funds or entities that represent multiple beneficial investors.

     Date of birth (mm/dd/yyyy): / /
  Place of birth:
  Nationality/citizenship:
 
Primary residential address:
 
  Passport number or other national  
identification number:
  Occupation:
  Source of investment funds:
  I represent an entity with multiple beneficial investors: Yes No
  By checking this box, I hereby represent and certify that my investment funds have not been directly or indirectly derived from activities that may contravene U.S. or international laws and regulations, including without limitation applicable anti-money laundering laws and regulations of the United States. Neither I nor any person controlling, controlled by, or under common control with me, nor any person having a beneficial interest in my investments is a country, territory, person or entity named on the U.S. Department of Treasury’s Office of Foreign Asset Control list, or is a person or entity that resides or has a place of business in a country or territory named in such lists. I agree to notify you promptly should I become aware of any changes to the information set forth in this statement.
5. Please let me know if you are an appropriate investor
Do you invest in hedge funds? Yes No
  For how long? years.   How many?
Do you invest in fund-of-funds? Yes No
  For how long? years.   How many?
What is the total value (in US$ millions) of your hedge fund portfolio?  $ millions

Please choose the options that best describe you:
  Individual Family office
Fund-of-Funds Foundation Pension Fund
  Endowment Bank Consultant Fund Manager Insurance Co.
  Registered Investment Advisor CPO Broker-Dealer  
  Other        

  What is your annual return objective? %
  What are your risk expectations, expressed as
standard deviation %
maximum drawdown %
  What type of hedge fund methodologies interest you most?
  Are there special tax considerations for your investments? Yes No
  What is your average holding period of a hedge fund? years
  What kind of liquidity requirements do you have, if any?

6. Please let me know what you think of our articles and website
  Your comments and constructive criticism are most welcome:


  Yes, I would like to receive your monthly hedge fund performance updates.
  I would like it Mailed E-mailed Both

 

Thank you very much for your time. By pressing the “send” button below, you agree that you have filled in this questionnaire completely, truthfully and to the best of your ability. Further, you agree not to reproduce or distribute the information found on this website without prior permission of Spring Investor Services, Inc. and, under no circumstances, to individuals or entities that do not fit the definition of an accredited investor or qualified purchaser under the US Securities Acts as amended.

 
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